Committee calls for annual advice report

24-Apr-2017|By Ra’Eesah Lillah

The House of Representatives Standing Committee on Economics has released its second report into the big four banks, calling on ASIC to release an annual report on the extent of misconduct and penalties for regulatory breaches in the advice indus.. Read More

Regtech essential for trust, improved culture


Addressing the root causes of organisational risk and the drivers of regulatory misconduct is essential for cultivating trust in Australia’s financial services sector and the advent of regulatory technology (re.. Read More

Small caps, fixed income drive mFunds trades


Surging interest from investors in gaining access to actively managed fixed income and small cap Australian equities exposures has seen the ASX’s mFunds settlement service double its total market capitalisation.. Read More

ASIC inks Indonesian fintech agreement


ASIC has signed a co-operation agreement with the Indonesian financial regulator, Otoritas Jasa Keuangan (OJK), which aims to endorse innovation in financial services across both the Australian and Indonesian markets.. Read More

Opinion - Active approach key to ethical success


As ethical investing has evolved over the past 20 years into the wider consideration of environment, social and governance (ESG) issues, so has the way professional investors approach and assess all the elements invo.. Read More

Senate flooded with public inquiry responses


Opposition financial services spokesperson Katy Gallagher has said the overwhelming number of public responses to a Senate inquiry into consumer protection in financial services justified Labor’s call for a roy.. Read More

Client book transaction marketplace launches


A new online marketplace aims to help financial planners and brokers buy and sell client lists with a greater degree of transparency and choice. Known as ‘Buy My Clients’, the website, which is the .. Read More

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